States and conditional expectations [fdip-008S]
✍️sourceAGENTDRAFTED
- November 2, 2026
States and conditional expectations [fdip-008S]
✍️sourceAGENTDRAFTED
- November 2, 2026
Can the physics be rebuilt from its observables alone? This chapter asks how a state on a finite-dimensional algebra determines a Hilbert space.
The first section builds that space from the Gram form \(\omega (a^*b)\). Its dimension is the rank of the Gram matrix. On a direct sum of matrix algebras that rank is the sum of each block size times the rank of the density, and on functions the space is \(\ell ^2\) of the support. No norm on the algebra is assumed. The following section shows that a Wick conditional expectation sends polynomials to polynomials in the retained variables and that nested retained sets compose. The normalized Grassmann state restricts to the state of the Schur complement.
Theorem 1. Finite *-algebras, states and GNS [fdip-008T]AGENTDRAFTED
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Theorem 1. Finite *-algebras, states and GNS [fdip-008T]AGENTDRAFTED
- November 2, 2026
A state in the sense of the real and complex algebraic states is a normalized positive functional. That note assumes no norm and no operator representation. On a finite-dimensional *-algebra the functional itself determines both. The squared length of a class is the value of the state on \(\,a^*a\), and the dimension of the resulting space is the rank of one Gram matrix.
Let \(K=\mathbb R\) or \(K=\mathbb C\), and let \(A\) be a finite-dimensional unital associative \(K\)-algebra with an involution of the kind fixed for a real algebraic state or a complex algebraic state. Let \(\omega \) be a real or complex algebraic state on \(A\), according to the scalar field: \(K\)-linear, normalized in the sense of a normalized linear functional, Hermitian positive, and satisfying \(\omega (a^*a)\ge 0\). Define \(\langle x,y\rangle =\omega (x^*y)\). Let \(N\) be the set of \(x\) with \(\langle x,x\rangle =0\). The quotient \(H_\omega =A/N\) carries the descended inner product, the operator \(\pi _\omega (a)\) sends the class of \(b\) to the class of \(ab\), and \(\Omega \) is the class of \(1\).
The form is positive semidefinite and Hermitian, and \(N\) is a left ideal. For the cyclic vector, \[\langle \pi _\omega (a)\Omega ,\pi _\omega (b)\Omega \rangle =\omega (a^*b).\] For any basis the Gram matrix \(G_{ij}=\omega (e_i^*e_j)\) has \(\dim H_\omega =\operatorname {rank} G\). The squared length of the class of \(a\) is \(\omega (a^*a)\).
Let \(A=\bigoplus _i M_{m_i}(K)\), with componentwise product and with conjugate transpose acting on each block. Suppose each \(\rho _i\) has the form \(\rho _i=c_i^*c_i\), and \(\sum _i\mathrm {Tr}(\rho _i)=1\). The functional \(\omega (a)=\sum _i\mathrm {Tr}(\rho _i a_i)\) is a state, and \[\dim H_\omega =\sum _i m_i\operatorname {rank}\rho _i.\] On \(M_2\), the density \(\mathrm {diag}(2/3,1/3)\) has rank \(2\) and gives dimension \(4\). The density \(\mathrm {diag}(1,0)\) has rank \(1\) and gives dimension \(2\).
Let \(X\) be a finite set and let \(A\) be the algebra of functions \(X\to K\), with pointwise product and pointwise conjugation. Let \(w:X\to \mathbb R_{\geq 0}\) satisfy \(\sum _x w(x)=1\), and set \(\omega (f)=\sum _x w(x)f(x)\). Write \(\operatorname {supp} w\) for the labels with \(w(x)>0\). Then \(H_\omega \) is the space of all functions on that support, with the inner product weighted by \(w\). On a finite set that space is \(\ell ^2(\operatorname {supp} w)\).
Equivariant precision and real types records, inside a symmetry sector, a matrix over the reals, the complexes or the quaternions. This section does not prove that those matrices are the blocks of a decomposition of the observable algebra.
Proof.
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Proof.
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The form is linear in the second argument because \(\omega \) is.
It is conjugate-linear in the first because \((\lambda x)^*=\overline \lambda \,x^*\).
It is Hermitian because \(\langle y,x\rangle \) equals \(\omega ((x^*y)^*)\), and Hermitian positivity makes that the conjugate of \(\omega (x^*y)\). The square \(\langle x,x\rangle =\omega (x^*x)\) is nonnegative by the state.
The inequality of Cauchy and Schwarz is \(\lvert \langle x,y\rangle \rvert ^2\le \langle x,x\rangle \langle y,y\rangle \). Over \(\mathbb C\), if \(\langle x,y\rangle \) is not zero, choose a scalar \(u\) of modulus \(1\) with \(u\langle x,y\rangle =\lvert \langle x,y\rangle \rvert \), and replace \(y\) by \(uy\). The new square \(\langle y,y\rangle \) is unchanged, and the new inner product is real and nonnegative. Over \(\mathbb R\) no phase is required. For every real \(t\), \[\langle x+ty,x+ty\rangle =\langle x,x\rangle +2t\langle x,y\rangle +t^2\langle y,y\rangle \ge 0.\] If \(\langle y,y\rangle =0\), the values \(2t\langle x,y\rangle \) cannot stay above \(- \langle x,x\rangle \) for every real \(t\) unless \(\langle x,y\rangle =0\). If \(\langle y,y\rangle >0\), complete the square. The same quadratic is \[\langle y,y\rangle \Bigl (t+\frac {\langle x,y\rangle }{\langle y,y\rangle }\Bigr )^2 +\langle x,x\rangle -\frac {\langle x,y\rangle ^2}{\langle y,y\rangle }.\] The squared term can be made zero, so the remaining term is nonnegative. Thus the inequality holds. Over \(\mathbb C\), putting the unimodular factor back into \(y\) multiplies \(\langle x,y\rangle \) by a scalar of modulus \(1\) and does not change \(\langle y,y\rangle \).
If \(\langle x,x\rangle =0\), the inequality forces \(\langle x,y\rangle =0\) for every \(y\). Conversely the case \(y=x\) shows that the radical is exactly \(N\). It is a subspace. If \(x,y\in N\) and \(\lambda \in K\), then \[\begin {aligned} \langle x+\lambda y,x+\lambda y\rangle ={}&\langle x,x\rangle +\lambda \langle x,y\rangle \\ &+\overline {\lambda }\langle y,x\rangle +\lvert \lambda \rvert ^2\langle y,y\rangle . \end {aligned}\] The two squares vanish because \(x,y\in N\). The two cross terms vanish because an element of \(N\) is orthogonal to every vector. It is a left ideal. For \(b\in A\) and \(x\in N\), \(\langle bx,bx\rangle =\omega (x^*b^*bx)=\langle x,(b^*b)x\rangle =0\).
The form therefore descends to the quotient. If \(x-x'\) and \(y-y'\) lie in \(N\), then \(\langle x,y\rangle -\langle x',y'\rangle =\langle x-x',y\rangle +\langle x',y-y'\rangle \). The first summand vanishes because \(x-x'\) is in the radical. The second is the conjugate of \(\langle y-y',x'\rangle \), which vanishes for the same reason. The descended form is positive definite, and finite dimensionality makes the quotient a Hilbert space with no further completion. Its dimension is \(\dim A-\dim N\).
On a basis \(e_1,\ldots ,e_n\), the matrix \(G_{ij}=\langle e_i,e_j\rangle =\omega (e_i^*e_j)\) is Hermitian. A vector \(v\) represents \(x=\sum _i v_i e_i\). Hermitian symmetry gives \(G_{ji}=\overline {G_{ij}}\). The number \(\langle x,e_j\rangle =\sum _i\overline {v_i}G_{ij}\) vanishes for every \(j\) if and only if \(x\in N\): the forward direction was proved for every vector, and the converse is linearity in the second argument. Conjugating those sums and replacing \(\overline {G_{ij}}\) by \(G_{ji}\) produces \((Gv)_j=0\). Rank-nullity gives \(\operatorname {rank} G=n-\dim N=\dim H_\omega \). The class of \(a\) has squared length \(\omega (a^*a)\). The operator \(\pi _\omega (a)\) is well defined because \(N\) is a left ideal, and \(\langle \pi _\omega (a)\Omega ,\pi _\omega (b)\Omega \rangle =\langle a,b\rangle =\omega (a^*b)\).
On the direct sum, the product and the involution act blockwise, so \(\omega (a^*a)=\sum _i\mathrm {Tr}(\rho _i a_i^*a_i)\). The trace is invariant under a cyclic permutation, and \(\mathrm {Tr}(b^*b)\) is the sum of the squared moduli of the entries of \(b\). Hence \[\mathrm {Tr}(\rho _i a_i^*a_i) =\mathrm {Tr}(c_i a_i^*a_i c_i^*) =\mathrm {Tr}\bigl ((a_i c_i^*)^*(a_i c_i^*)\bigr ),\] which is nonnegative. The functional is therefore positive. It is normalized because \(\omega (1)=\sum _i\mathrm {Tr}(\rho _i)=1\). Each \(\rho _i=c_i^*c_i\) is self-adjoint. The trace of a conjugate transpose is the conjugate of the trace, and \((a_i\rho _i)^*=\rho _i a_i^*\), so \(\mathrm {Tr}(\rho _i a_i^*)=\overline {\mathrm {Tr}(\rho _i a_i)}\). Thus \(\omega \) is Hermitian.
The same identity shows that \(\omega (a^*a)=0\) if and only if \(a_i c_i^*=0\) for every \(i\). Different blocks occupy complementary summands, so \(\dim N=\sum _i\dim \{a_i:a_i c_i^*=0\}\). A matrix vanishes on a subspace precisely when it factors through the quotient by that subspace. The image of \(c_i^*\) has dimension \(\operatorname {rank} c_i^*\). The matrices vanishing on it are determined by their values on a complement, so their space has dimension \(m_i\bigl (m_i-\operatorname {rank} c_i^*\bigr )\). The quotient of that block therefore has dimension \(m_i\operatorname {rank} c_i^*\). Summing over the blocks gives \(\dim H_\omega =\sum _i m_i\operatorname {rank} c_i^*\).
It remains to match that rank with \(\operatorname {rank}\rho _i\). For the standard inner product, \(\|c_i v\|^2=\langle c_i^*c_i v,v\rangle \). If \(c_i^*c_i v=0\), the right-hand side vanishes, so \(c_i v=0\). The converse is immediate, and rank-nullity gives \(\operatorname {rank}\rho _i=\operatorname {rank} c_i\). A minor of a transpose is the transpose of a minor, and the determinant is unchanged by transposition. A minor of a conjugate transpose is the conjugate of a minor of the transpose. The largest size of a nonzero minor is therefore the same for \(c_i\), \(c_i^T\) and \(c_i^*\). Hence \(\operatorname {rank} c_i^*=\operatorname {rank}\rho _i\), and \(\dim H_\omega =\sum _i m_i\operatorname {rank}\rho _i\). On \(M_2\), \(\mathrm {diag}(2/3,1/3)\) is the square of \(\mathrm {diag}(\sqrt {2/3},\sqrt {1/3})\), so its rank is \(2\). \(\mathrm {diag}(1,0)\) is the square of \(\mathrm {diag}(1,0)\), and its only nonzero minor has size \(1\). The formula gives dimensions \(4\) and \(2\).
On functions, the indicator basis is orthogonal for the Gram form. Indeed \(\omega (1_x^*1_y)=\delta _{xy}w(x)\), so the Gram matrix is diagonal with entries \(w(x)\). Its rank is the number of strictly positive weights. A function lies in \(N\) exactly when it vanishes on \(\operatorname {supp} w\), because \(\omega (f^*f)=\sum _x w(x)\lvert f(x)\rvert ^2\). Two functions determine the same class exactly when they agree on that support, and every function on the support arises in this way. The descended inner product is \[\langle f,g\rangle =\sum _{w(x)>0}w(x)\overline {f(x)}\,g(x).\] Every function on a finite set is square-summable, so the space is \(\ell ^2(\operatorname {supp} w)\).
Theorem 2. Nested conditional expectations compose [fdip-008U]AGENTDRAFTED
- November 2, 2026
Theorem 2. Nested conditional expectations compose [fdip-008U]AGENTDRAFTED
- November 2, 2026
Let \(A\) be a unital associative algebra and \(\omega \) a linear functional on \(A\). Let \(B\subset A\) be a unital subalgebra. A conditional expectation of \(\omega \) onto \(B\) is a linear map \(E:A\to B\) with \(E(1)=1\), \(E(b_1ab_2)=b_1E(a)b_2\) for \(b_1,b_2\in B\), and \(\omega (E(a))=\omega (a)\). When \(A\) carries the involution of an algebraic state, \(\omega \) is such a state, and \(E(a^*)=E(a)^*\), the same identities give \(\omega (c^*E(a^*a)c)=\omega ((ac)^*(ac))\) for \(c\in B\). No norm on \(A\) enters that identity.
Keep the Wick data of the ring-level moment theorem: \(2\) is a unit, \(Q\) is symmetric and invertible, and \(E_T\) denotes the substitution map of that note onto a retained set \(T\), defined whenever the eliminated block is invertible. For retained sets \(R\subset R'\), write \(U'\) for the complement of \(R'\) and \(V\) for the coordinates in \(R'\) but not in \(R\). Let \(S'\) be the Schur complement of \(Q\) after eliminating \(U'\), and assume that \(Q_{U'U'}\) and the block \((S')_{VV}\) are invertible.
Then \(E_R\) is a conditional expectation of \(\omega _Q\) onto \(A[x_R]\). The two maps compose, \[E_R\circ E_{R'}=E_R.\] On the four-cycle of the moment note, the conditional expectation of the displayed quartic lies in \(\mathbb Q[x_0,x_1]\), and the common value of the two Wick functionals is \(32/75\).
Let \(K\) be an invertible complex matrix, ordered as in the Grassmann Schur formula, with invertible eliminated block \(D\) and Schur complement \(S\). Let \(F\) be a polynomial in the retained paired generators. The normalized state \[\omega _K(F)=\frac {J_n(F e^{-\bar \psi K\psi })}{\det K}\] restricts by \[\omega _K(F)=\omega _S(F).\] Thus the retained state is the normalized Grassmann state of \(S\).
Proof.
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Proof.
- November 2, 2026
The constant \(1\) does not involve the residual indeterminates, and the Wick value of \(1\) is \(1\), so \(E_R(1)=1\). A polynomial \(g\in A[x_R]\) is a coefficient for the residual Wick functional. That functional is linear over \(A[x_R]\), hence \(E_R(gf)=gE_R(f)\). The polynomial ring is commutative, so the two sides of the bimodule identity agree. The moment theorem gives \(\omega _Q(h)=\omega _Q(E_R(h))\) for every polynomial \(h\). Taking \(h=gf\) yields \(\omega _Q(gE_R(f))=\omega _Q(gf)\). The image lies in \(A[x_R]\) by that same theorem.
Apply the moment theorem to the partition \((R',U')\). The residual \(z'=x_{U'}+L'x_{R'}\) is uncorrelated with \(x_{R'}\), and its covariance is \(Q_{U'U'}^{-1}\). The same theorem, applied to the invertible precision \(S'\) and the partition \((R,V)\), produces a residual \(z_V\) in the variables \(x_{R'}\) whose covariance is \((S')_{VV}^{-1}\) and which is uncorrelated with \(x_R\). Second moments of polynomials in \(x_{R'}\) agree under \(\omega _Q\) and under the Wick state of \(S'\), so these two covariances are the moments of \(\omega _Q\). Since \(z_V\) is linear in \(x_{R'}\) and \(z'\) is uncorrelated with \(x_{R'}\), one has \(\omega _Q(z_Vz')=0\).
The moment theorem defines the Schur complement after eliminating \(U'\) by \(S'=Q_{R'R'}-Q_{R'U'}Q_{U'U'}^{-1}Q_{U'R'}\). Its block on \(V\) is therefore \((S')_{VV}=Q_{VV}-Q_{VU'}Q_{U'U'}^{-1}Q_{U'V}\). The same expression is the Schur complement of the invertible block \(Q_{U'U'}\) inside \(Q_{UU}\). That theorem says that, once the eliminated block is invertible, the block matrix is invertible if and only if that Schur complement is. Both are invertible, so \(Q_{UU}\) is invertible, and the one-step map \(E_R\) is defined. Substitute \[x_V=B_Vx_R+z_V\] and then \[x_{U'}=B'x_{R'}+z'.\] The second substitution expands to a retained linear form plus \(B'_Vz_V+z'\). In residual coordinates the change of variables is \[z_U= \begin {pmatrix}I&0\\ B'_V&I\end {pmatrix} \begin {pmatrix}z_V\\ z'\end {pmatrix}.\] The triangular factor has determinant \(1\) and an inverse over \(A\). Both \(z_V\) and \(z'\) are uncorrelated with \(x_R\), so the residual is uncorrelated with \(x_R\). Its retained coefficient is therefore the regression of the moment theorem: the covariance \(C_{RR}\) is invertible, and \(C(x_U,x_R)=BC_{RR}\) determines that coefficient. The one-step residual \(z_U\) is this triangular image.
A pairing in the joint residual that joins \(z_V\) to \(z'\) contributes \(0\). Every surviving pairing is a \(z_V\) pairing times a \(z'\) pairing, so the joint Wick average is the iterated average. The polynomial obtained after the two substitutions is the same polynomial of \(z_U\), and Isserlis' rule depends only on the pairwise covariances of those linear forms. Substitution of \(x_V=B_Vx_R+z_V\) is a ring homomorphism, and the residual Wick functional is linear on coefficients, so the \(z'\) average commutes with that substitution. The average in \(z'\) alone is \(E_{R'}(f)\). Once that polynomial no longer involves \(z'\), the one-step residual average uses only \(z_V\), with covariance \((S')_{VV}^{-1}\). On \(A[x_{R'}]\) that average is \(E_R\). The iterated average is therefore \(E_R(E_{R'}(f))\), and it equals \(E_R(f)\).
For the Grassmann state, the exponential is a sum of even elements. An even element commutes with every homogeneous element, by the Grassmann algebra. The eliminated top word is even, so passing it through the retained polynomial \(F\) contributes no sign. The partial coefficient formula therefore gives \[J_U(F e^{-\bar \psi K\psi }) =\det (D)\,F e^{-\bar \psi _R S\psi _R}.\] Applying \(J_R\) and dividing by \(\det K=\det (D)\det S\) produces \(\omega _S(F)\). The scalar conventions of the empty blocks remain those of the partial formula.
The block factorization used above is the same matrix identity
recorded for the moment theorem. TauCeti's
Matrix.PosDef.gaussianCondCov remains the real
positive-definite covariance, not this tower over a ring. No Mathlib
declaration was found for the Isserlis composition or for the
normalized Grassmann restriction.
No norm-one projection theorem is proved here. Tomiyama's paper of 1957 has not been read. The identities above do not use a norm on the algebra. They also do not identify the Grassmann state with a state on the configuration Clifford algebra.